Mass Transit

NOV 2014

Mass Transit magazine features agency profiles, industry trends, management tips and new product information.

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32 | Mass Transit | MassTransitmag.com | NOVEMBER 2014 STATEMENT OF OWNERSHIP CONSULTANT CORNER Listings of Select Transit Consultants EDNA A. RICE, EXECUTIVE RECRUITER, INC. EDNA A. RICE President (713) 667-0406 Fax (713) 667-1651 www.ednarice.com 6750 West Loop South, Suite 735 Bellaire, TX 77401-4111 e-mail: resume@ednarice.com Kansas City • (913) 661-2424 • www.tcsrailservices.com • Engineer Training & Certif cation • Excellent History with FRA, NTSB • Mechanical & Part 238 (QMP) • Part 232 (QMI) OPERATIONS TRAINING & CONSULTING: STRATEGIC PLANNING: • Commuter Rail Transitions • FRA Compliance Programs • Operations Auditing Statement of Ownership, Management, and Circulation (Requester Publications Only) 1. Publication Title 2. Publication Number 3. Filing Date Mass Transit 017-230 4. Issue Frequency 5. Number of Issues Published Annually 6. Annual Subscription Price February, March, Apr/May, June, Jul/Aug, 8 Free to Qualified Sep/Oct, November, Dec/Jan Subscribers 7. Complete Mailing Address of Known Office of Publication (Street, City, County, State, and Zip+4) Contact Person Cygnus Business Media Debbie Dumke 1233 Janesville Ave PO Box 803 Telephone Fort Atkinson, WI 53538-0803 (920) 563-6388 8. Complete Mailing Address of Headquarters or General Business Office of Publisher 9. Full Names and Complete Mailing Addresses of Publisher, Editor, and Managing Editor Publisher (Name and Complete Mailing Address) John Hollenhorst 1233 Janesville Ave, PO Box 803 Fort Atkinson, WI 53538-0803 Editor (Name and Complete Mailing Address) Leah Harnack 1233 Janesville Ave, PO Box 803 Fort Atkinson, WI 53538-0803 Assistant Editor (Name and Complete Mailing Address) Joe Petrie 1233 Janesville Ave, PO Box 803 Fort Atkinson, WI 53538-0803 10. Owner (Do not leave blank. If the publication is owned by a corporation, give the name and address of the corporation immediately followed by the names and addresses of all stockholders owning or holding 1 percent or more of the total amount of stock . If not owned by a corporation, give the names and addresses of the individual owners. If owned by a partnership or other unincorporated firm, give its name and address as well as those of each individual owner. If the publication is published by a nonprofit organization, give its name and address.) Full Name Complete Mailing Address Cygnus Business Media 1233 Janesville Avenue, Fort Atkinson WI 53538 11. Known Bondholders, Mortgagees, and Other Security Holders Owning or Holding 1 Percent or more of Total Amount of Bonds, Mortgages or Other Securities. If none, check here. None Full Name Complete Mailing Address General Electric Capital Corporate Black Diamond Capital Management LLC Van Kampen Senior Income Trust Van Kampen Senior Loan Fund Genesis CLO 2007-1 Ltd Genesis CLO 2007-2 Ltd Morgan Stanley Prime Income Trust Woodside Capital Partners V LLC Granite Ventures 1 Ltd (Stone Tower) 12. Tax Status (For completion by nonprofit organizations authorized to mail at nonprofit rates) . (Check One) The purpose, function, and nonprofit status of this organization and the exempt status for federal income tax purposes: Has Not Changed During Preceding 12 Months Has Changed During Preceding 12 Months 335 N Maple Dr, Suite 130, Beverly Hills CA 90210 1 Parkview Plaza, Suite 100 4th Floor, Oakbrook Terrace IL 60181 25 Mall Rd, Burlington MA 01803 152 W 57th St, 33rd Floor, New York NY 10019 Cygnus Business Media, 1233 Janesville Ave, PO Box 803, Fort Atkinson, WI 53538-0803 650 5th Ave, 9th Floor, New York NY 10019 September 18, 2014 2325 Lakeview Parkway, Suite 700 Alpharetta GA 30009 1 Sound Shore Dr, Suite 200, Greenwich CT 06830 1 Parkview Plaza, Suite 100 4th Floor, Oakbrook Terrace IL 60181 1 Parkview Plaza, Suite 100 4th Floor, Oakbrook Terrace IL 60181 PS Form 3526-R Facsimile Statement of Ownership, Management, and Circulation (Only for Requester and General Category Periodicals Publications) a. Requested Electronic and Paid Electronic Copies 7,453 7,897 b. Total Requested and Paid Print Copies (Line 15C) + Requested/Paid Electronic Copies (Line 16a) 21,505 22,210 c. Total Copy Distribution (Line 15F) + Requested/Paid Electronic Copies (Line 16a) 24,361.38 26,745 d. Percent Paid and/or Requested Circulation (Both Print & Electronic Copies) (16b divided by 16c x 100) 67.3% 62.5% 17. Publication of Statement of Ownership for a Requester Publication is required and will be printed in the November 2014 issue of this publication. 18. Signature and Title of Editor, Publisher, Business Manager, or Owner Date Julie Nachtigal, VP Audience Development PS Form 3526-R Facsimile 16. Electronic Copy Circulation _ I certify that 50% of all my distributed copies (Electronic & Print) are legitimate requests or paid copies. I certify that all information furnished on this form is true and complete. I understand that anyone who furnishes false or misleading information on this form or who omits material or information requested on the form may be subject to criminal sanctions (including fines and imprisonment) and/or civil sanctions (including civil penalties). 13. Publication Title 14. Issue Date for Circulation Data Below Mass Transit Sep/Oct 2014 15. Extent and Nature of Circulation Average No. Copies No. Copies of Single Each Issue During Issue Published Preceding 12 Months Nearest to Filing Date a. Total Number of Copies (net press run) 17074 19315 Outside County Paid/Requested Mail Subscriptions stated on 13034 13333 (1) PS Form 3541. (Include direct written request from recipient, telemarketing and b. Legitimate Internet requests from recipient, paid subscriptions including nominal rate subscriptions, Paid and/or employer requests, advertiser's proof copies, and exchange copies.) Requested (2) In-County Paid/Requested Mail Subscriptions stated on PS 0 0 Distribution Form 3451. (Include direct written request from recipient, telemarketing and internet (By Mail requests from recipient, paid subscriptions including nominal rate subscriptions, and Outside employer requests, advertiser's proof copies, and exchange copies.) the Mail) (3) Sales Through Dealers & Carriers, Street Vendors, Counter 1018 980 Sales, and Other Paid or Requested distribution Outside USPS. (4) Requested Copies Distributed by Other Mail Classes 0 0 Through the USPS. (e.g. first-Class Mail) c. Total Paid and/or Requested Circulation 14052 14313 [Sum of 15b(1), (2), (3), (4)] (1) Outside County Nonrequested Copies stated on PS form 3541. (Include Sample copies, Requests Over 3 years old, Requests induced by a Premium, 2269 2016 d. Nonrequested Bulk Sales and Requests including Association Requests, Names obtained from Distribution Business directories, Lists, and other sources.) (By Mail (2) In-County Nonrequested Copies stated on PS form 3541. and Outside (Include Sample copies, Requests Over 3 years old, Requests induced by a Premium, 0 0 the Mail) Bulk Sales and Requests including Association Requests, Names obtained from Business Directories, Lists, and other sources.) (3) Nonrequested Copies Distributed Through the USPS by Other Classes of Mail. (e.g. First-Class Mail, Nonrequestor Copies mailed in 0 0 excess of 10% Limit mailed at Standard Mail or Package Services Rates) (4) Nonrequested Copies Distributed Outside the Mail 588 2519 (Include Pickup Stands, Trade Shows, Showrooms, & other sources) e. Total Nonrequested Distribution (Sum of 15d (1), (2), and (3)) 2856 4535 f. Total Distribution (Sum of 15c and e) 16908 18848 g. Copies Not Distributed 166 467 h. Total (Sum of 15f and g) 17074 19315 i. Percent Paid and/or Requested Circulation 83.1% 75.9% (15c / 15f x 100) * if you are claiming electronic copies, go to line 1 6 on page 3. If you are not claiming electronic copies, skip to line 17 on page 3. Advertise in Mass Transit Magazine M a and watch your income EXPAND FOR MORE INFORMATION CONTACT Sara-Emily Lange at 1-800-547-7377 X 1344 slange@MassTransitmag.com

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